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Horseshoe Bay, TX • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2015-04-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rogers Capital Advisors, Llc | Horseshoe Bay | TX | 03/2015 | Present |
(1) LIMITED PARTNER: WESTERN 2007 LLC; OIL FIELD SUPPLY COMPANY; NOT INVESTMENT RELATED; LESS THAN 1% OF HIS TIME (2) LIMITED PARTNER; RF TEXAS PARTNERS; BIO/PHARMA DEVELOPMENT; NOT INVESTMENT RELATED; LESS THAN 1% OF HIS TIME (3) RMM TEXAS 1 LLC, SAN ANTONIO, TX; CONCRETE COMPANY, NOT INVESTMENT RELATED; LESS THAN 1% OF HIS TIME
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-01-09 |
| S63 | Uniform Securities Agent State Law Examination | 1981-04-30 |
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