Christopher Maurice Laver

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2023-07-12
CA	RA	APPROVED	2015-12-07
TX	RA	APPROVED	2015-12-04

SC RA
APPROVED

Since 2023-07-12
CA RA
APPROVED

Since 2015-12-07
TX RA
APPROVED

Since 2015-12-04

Branch Locations

Carmel, CA • United States

555 California Street 32Nd Floor/ Suite 3200, San Francisco, CA 94104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	San Francisco	CA	12/2015	Present

12/2015 → Present

Ubs Financial Services Inc

San Francisco, CA

Previous Registrations

2003-01-17 → 2015-12-21

Credit Suisse Securities (Usa) Llc

San Francisco, CA

San Francisco, CA
2002-07-30 → 2003-01-17

Pershing Llc

San Francisco, CA

Other Businesses

1) Clancy Estate / 4146 Old Trace RdPalo AltoCAUnited States94306 / executorship of Katie Clancy estate / Personal Estate / When the passing of Katie happens I will be the Executor of her estate / Start Date: 10/1/2021

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-09-09
S63	Uniform Securities Agent State Law Examination	1981-05-02

S65 Uniform Investment Adviser Law Examination

1996-09-09
S63 Uniform Securities Agent State Law Examination

1981-05-02

Other Names

Chris Laver

View on SEC IAPD