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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-01-06
VA RA APPROVED 2014-04-03
  • TX RA
    APPROVED_RES
    Since 2016-01-06
  • VA RA
    APPROVED
    Since 2014-04-03

Branch Locations

12020 Sunrise Valley Dr., Ste 380, Reston, VA 20191 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc Fairfield IA 04/2014 Present
Cambridge Investment Research Advisors, Inc Fairfield IA 04/2014 Present
Previous Registrations
Other Businesses

1) SUNRISE WEALTH PARTNERS LLC, 12007 SUNRISE VALLEY DR. # 470, RESTON, VA 20191, SENIOR VICE PRESIDENT, SINCE 4/4/14, INVESTMENT RELATED,0 HOURS SPENT ON THIS OBA SINCE IT IS A DBA. 2) INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 80 HR/MO TRADING. 04/01/2014

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-05-24
S63 Uniform Securities Agent State Law Examination 2007-09-22
  • S66 Uniform Combined State Law Examination
    2010-05-24
  • S63 Uniform Securities Agent State Law Examination
    2007-09-22

View on SEC IAPD

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