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Christopher Alan Davis

Nuveen Asset Management, LLC

Chicago, IL

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Current Employers
Nuveen Asset Management, Llc

333 West Wacker Drive, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-10-16
  • IL RA
    APPROVED
    Since 2024-10-16

Branch Locations

333 West Wacker Drive, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Allianz Global Investors U.S. Llc New York NY 03/2014 06/2020
Allianz Global Investors Distributors Llc New York NY 03/2014 06/2020
Advisory Research Inc. Chicago IL 06/2020 08/2022
Foreside Financial Services, Llc Mill Valley CA 03/2021 08/2022
Barings Securities Llc Charlotte NC 09/2022 05/2024
Barings Llc Charlotte NC 09/2022 05/2024
Nuveen Securities, Llc Mill Valley CA 05/2024 Present
Nuveen Asset Management Llc Chicago IL 05/2024 Present
  • 03/2014 → 06/2020
    Allianz Global Investors U.S. Llc
    New York, NY
  • 03/2014 → 06/2020
    Allianz Global Investors Distributors Llc
    New York, NY
  • 06/2020 → 08/2022
    Advisory Research Inc.
    Chicago, IL
  • 03/2021 → 08/2022
    Foreside Financial Services, Llc
    Mill Valley, CA
  • 09/2022 → 05/2024
    Barings Securities Llc
    Charlotte, NC
  • 09/2022 → 05/2024
    Barings Llc
    Charlotte, NC
  • 05/2024 → Present
    Nuveen Securities, Llc
    Mill Valley, CA
  • 05/2024 → Present
    Nuveen Asset Management Llc
    Chicago, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-07-18
  • S66 Uniform Combined State Law Examination
    2014-07-18
Other Names
  • Chris A Davis
  • Chris Alan Davis
  • Christopher Alan Davis
  • Chris Davis

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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