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Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-18
NJ RA APPROVED 2012-03-13
  • NY RA
    APPROVED
    Since 2021-03-18
  • NJ RA
    APPROVED
    Since 2012-03-13

Branch Locations

300 Madison Avenue 29Th Floor, New York City, NY 10017 • United States

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Hightower Advisors, Llc New York NY 03/2012 Present
Previous Registrations
Other Businesses

Congregation Rinat Yisrae; Investment Related - No; Teaneck, NJ; Treasurer; Start Date - 07/2025; Approximately 4 hours per month with 0 hours during securities trading hours; Helping to set a budget, Dues dollars come in and we pay for salaries and utilities.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-11-03
S63 Uniform Securities Agent State Law Examination 1982-02-04
  • S65 Uniform Investment Adviser Law Examination
    1994-11-03
  • S63 Uniform Securities Agent State Law Examination
    1982-02-04
Other Names
  • Ken Hoffman

View on SEC IAPD

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