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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2026-04-15
  • WI RA
    APPROVED
    Since 2026-04-15

Branch Locations

406 Science Dr., Ste. 408, Madison, WI 53711 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network Llc Madison WI 05/2009 03/2021
Cetera Wealth Services, Llc El Segundo CA 03/2021 04/2026
Statehouse Investments Llc Madison WI 05/2006 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 04/2026
Cambridge Investment Research, Inc. Fairfield IA 04/2026 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 04/2026 Present
Previous Registrations
Other Businesses

1. STATEHOUSE INVESTMENTS, LLC, 406 Science Drive Ste 408, Madison WI 53711, United States, 05/20/2005, Owner, Owner/Partner of a Business Entity, NIR, 1 HR/MO - 1 HR/MO TRADING 2. FINANCIAL INTEGRATORS, 406 Science Drive Ste 408, Madison WI 53711, United States, 04/10/2026, 1099 Contractor, DBA Name, INV REL, 80 HR/MO - 80 HR/MO TRADING 3. CIRA, 1776 Pleasant Plain Road, Fairfield, IA 52556, 04/2026, Investment Advisor Representative, CIRA Affiliation, INV REL, 160 HR/MO, 120 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-09-24
S65 Uniform Investment Adviser Law Examination 1999-07-07
S63 Uniform Securities Agent State Law Examination 1981-04-20
  • S66 Uniform Combined State Law Examination
    2008-09-24
  • S65 Uniform Investment Adviser Law Examination
    1999-07-07
  • S63 Uniform Securities Agent State Law Examination
    1981-04-20

View on SEC IAPD

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