Deborah Rhude Shuster

Current Employers

Employment History

• 11/2005 → 05/2018
  Ubs Financial Services Inc.
  Providence, RI
• 05/2018 → Present
  Kestra Investment Services
  Cranston, RI
• 05/2018 → Present
  Kestra Private Wealth Services
  Cranston, RI

Previous Registrations

• 2005-11-04 → 2018-05-31
  Ubs Financial Services Inc.
  Providence, RI
• 1995-08-17 → 2005-11-29
  Legg Mason Wood Walker, Incorporated
  Providence, RI

Other Businesses

Business Name: Byron Street Angell Road Investment Related: Yes Address: 15 Butler Court Warwick RI 02888 Nature of Business: Real Estate Position, Title or Relationship: co-owner Start Date: 1/1/1978 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: collect rent, maintenance, pay taxes Business Name: Northeast Investment Group Investment Related: Yes Address: 1000 Chapel View Blvd., Suite #200 Cranston RI 02920 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through an independent outside RIA Position, Title or Relationship: Partner - Wealth Advisor Start Date: 5/23/2018 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Provide financial advice to clients Business Name: RALPH & CLARA SHUSTER FOUNDATION POSITION: family NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1978 ADDRESS: 909 North Main St, Providence RI 02904 DESCRIPTION: Recently Abner Herman the investment advisor for this Family Foundation has decided to change the custodian for the accounts that they manage. All the 7 family members were just asked to provide information to open a new Brokerage account from NFS to Fidelity Institutional Business Name: 50 ANGELL ROAD POSITION: my beach house NATURE: Real Estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1978 ADDRESS: 15 Butler Court, Warwick RI 02888 DESCRIPTION: collect rent, maintenance, pay taxes when house is rented during college school year to students

Exams

• S66 Uniform Combined State Law Examination
  2006-01-26
• S63 Uniform Securities Agent State Law Examination
  1981-04-21

Other Names

• Deborah Ann Shusterrhude
• Deborah A Rhude
• Deborah Ann Shuster