Alexander Francis Guidotti

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2013-09-20
PA	RA	APPROVED	2002-08-20

TX RA
APPROVED

Since 2013-09-20
PA RA
APPROVED

Since 2002-08-20

Branch Locations

Aston, PA • United States

1 Belmont Avenue Ste. 1100, Bala Cynwyd, PA 19004 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Karr Barth Financial Planning, Inc.	Bala Cynwyd	PA	07/1991	Present
Axa Advisors, Llc	New York	NY	09/1999	06/2020
Equitable Advisors, Llc	New York	NY	09/1999	Present

07/1991 → Present

Karr Barth Financial Planning, Inc.

Bala Cynwyd, PA
09/1999 → 06/2020

Axa Advisors, Llc

New York, NY
09/1999 → Present

Equitable Advisors, Llc

New York, NY

Previous Registrations

1991-07-08 → 2021-05-25

Karr Barth Financial Planning, Inc.

Bala Cynwyd, PA

Bala Cynwyd, PA

Other Businesses

DBA - INTEGRATED FINANCIAL STRATEGIES, INC.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1990-08-03
S63	Uniform Securities Agent State Law Examination	1983-11-18

S65 Uniform Investment Adviser Law Examination

1990-08-03
S63 Uniform Securities Agent State Law Examination

1983-11-18

View on SEC IAPD