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300 Parkland Plaza, Ann Arbor, MI 48103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2024-08-02 |
Branch Locations
300 Parkland Plaza, Ann Arbor, MI 48103 • United States
Lima, OH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services, Inc. | Lima | OH | 03/1996 | 05/2022 |
| Mass Mutual | Lima | OH | 03/1996 | 05/2022 |
| Sigma Financial Corporation | Ann Arbor | MI | 05/2022 | Present |
1. NAME: HARDY FINANCIAL GROUP, INC. INV REL: N ADD: 2335 BATON ROUGE AVE., LIMA, OH 45805 NATURE: BROKERAGE, INDIVIDUAL LIFE AND HEALTH, GROUP LIFE AND HEALTH POSITION: SALES START DATE: 03/1984 NO. HR/MO: 50 NO. HR/MO DURING SEC TRADING: 30 2. NAME: R. BARRY HARDY & PATRICIA P. HARDY INV REL: Y ADD: 2335 BATON ROUGE AVE., LIMA, OH 45805 NATURE: OWN OFFICE BUILDING POSITION: OWNER START DATE: 04/1996 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 1 3. Woodlawn Cemetery Association - Board President (50+ years) - No sales, No money handling, voluntary position. 4. Lima Growth Association, Inc. President (22 Years) Economic Development Group, Voluntary Position. 5. Port Authority of Allen County, Ohio, voluntary position, Secretary/Fiscal Officer, no pay, (4 years).
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-10-20 |
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