John Daly Hurd

Current Employers

Rocket Capital Management, L.L.C.

319 Barry Avenue South Suite 210, Wayzata, MN 55391 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2024-07-26
WI	RA	APPROVED	2024-07-26
MN	RA	APPROVED	2014-11-13

CA RA
APPROVED

Since 2024-07-26
WI RA
APPROVED

Since 2024-07-26
MN RA
APPROVED

Since 2014-11-13

Branch Locations

319 Barry Avenue Suite 210, Wayzata, MN 55391 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rocket Capital Management, Llc	Wayzata	MN	07/2003	Present

07/2003 → Present

Rocket Capital Management, Llc

Wayzata, MN

Previous Registrations

2003-07-01 → 2003-07-31

Wells Fargo Clearing Services, Llc

Wayzata, MN
2002-02-22 → 2003-07-01

Prudential Equity Group, Llc

Wayzata, MN

Other Businesses

INVESTER IN BUTTERDOG PRODUCTIONS RECORDING MUSIC 04/1996 TO PRESENT NO HOURS DEVOTED. INVESTOR IN ROCKET CAPITAL PARTNERS, LP ("FUND")AND ROCKET CAPITAL MANAGEMENT, LLC, OF WHICH HURD IS A MANAGING MEMBER AND SHAREHOLDER, IS THE GENERAL PARTNER OF THE FUND 08/2003 TO PRESENT. THE FUND'S INVESTMENT OBJECTIVE IS TO ACHIEVE EXCESS RETURNS IN VARYING MARKET CYCLES BY CREATING A HIGHLY CONCENTRATED PORTFOLIO OF PRIMARILY EQUITY AND EQUITY-RELATED SECURITIES. ROCKET CAPITAL MANAGEMENT, LLC IS RESPONSIBLE FOR INVESTMENT DECISIONS AND FOR THE EXECUTIION OF THE FUND'S PORTFOLOIO TRANSACTIONS.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2007-04-30
S65	Uniform Investment Adviser Law Examination	1999-12-07

S63 Uniform Securities Agent State Law Examination

2007-04-30
S65 Uniform Investment Adviser Law Examination

1999-12-07

View on SEC IAPD