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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-10-14 |
| SC | RA | APPROVED | 2004-02-25 |
Branch Locations
390 E Henry St Ste 101, Spartanburg, SC 29302-2646 • United States
Spartanburg, SC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Spartanburg | SC | 02/2004 | Present |
02/14/2019 - Mahon & Associates, LLC - Not investment related - At reported business location(s) - Business Entity For Tax/Investment Purposes Only - start date:01/01/2015 - 40 hrs/mo - 40 hours during trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-11-12 |
| S63 | Uniform Securities Agent State Law Examination | 1985-02-26 |
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