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Current Employers
Kingsview Wealth Management, Llc

509 Se 7Th Street 2Nd Floor, Grants Pass, OR 97526 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2019-12-03
  • SC RA
    APPROVED
    Since 2019-12-03

Branch Locations

509 Se 7Th Street 2Nd Floor, Grants Pass, OR 97526 • United States

2513 N Oak St Suite 201, Myrtle Beach, SC 29577 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Myrtle Beach SC 05/2009 11/2016
Wells Fargo Clearing Services, Llc Myrtle Beach SC 11/2016 12/2019
Kingsview Wealth Management Llc Myrtle Beach SC 12/2019 Present
Kingsview Partners Llc Grants Pass OR 12/2019 Present
Previous Registrations
  • 2008-01-01 → 2019-12-05
    Myrtle Beach, SC
    Myrtle Beach, SC
  • 2004-08-24 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Myrtle Beach, SC
    St. Louis, MO
    Myrtle Beach, SC
  • 2001-05-09 → 2004-09-09
    Legg Mason Wood Walker, Incorporated
    Myrtle Beach, SC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-06-03
S63 Uniform Securities Agent State Law Examination 1986-12-18
  • S65 Uniform Investment Adviser Law Examination
    1994-06-03
  • S63 Uniform Securities Agent State Law Examination
    1986-12-18

View on SEC IAPD

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