Nicholas Vincent Ventura

Current Employers

Ventura Wealth Management

820 Township Line Road Suite 100, Yardley, PA 19067 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2026-06-08
NJ	RA	APPROVED	2025-12-01
TX	RA	APPROVED_RES	2010-04-12

FL RA
APPROVED

Since 2026-06-08
NJ RA
APPROVED

Since 2025-12-01
TX RA
APPROVED_RES

Since 2010-04-12

Branch Locations

Delray Beach, FL • United States

820 Township Line Road Suite 100, Yardley, PA 19067 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
American Portfolios Financial Services, Inc.	Ewing	NJ	03/2010	10/2024
Osaic Wealth, Inc.	Yardley	PA	10/2024	04/2025
Ventura Wealth Management	Yardley	PA	03/2010	Present

03/2010 → 10/2024

American Portfolios Financial Services, Inc.

Ewing, NJ
10/2024 → 04/2025

Osaic Wealth, Inc.

Yardley, PA
03/2010 → Present

Ventura Wealth Management

Yardley, PA

Previous Registrations

2002-06-15 → 2010-03-29

Wells Fargo Advisors Financial Network, Llc

Trenton, NJ
1999-05-14 → 2002-06-20

Captrust Financial Advisors, Llc

Lawrenceville, NJ

Other Businesses

CHILDRENS HOMES SOCIETY OF NJ - NON-PROFITS FOR CHILD WELFARE, BOARD MEMBER/TREASURER. NOT SECURITIES RELATED. 15 HRS PER MONTH, 0 HRS DURING MARKET HRS. PEI KIDS LAWRENCEVILLE NON PROFIT FOR CHILD WELFARE IS NON SECURITES RELATED AND STARTED IN 2002. IS THE TREASURER AND DEVOTES 15 HRS PER MONTH.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1992-05-06
S63	Uniform Securities Agent State Law Examination	1981-05-18

S65 Uniform Investment Adviser Law Examination

1992-05-06
S63 Uniform Securities Agent State Law Examination

1981-05-18

View on SEC IAPD