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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-01-26
AL RA APPROVED 2026-01-23
VT RA APPROVED 2025-11-04
MA RA APPROVED 2025-08-06
  • TX RA
    APPROVED_RES
    Since 2026-01-26
  • AL RA
    APPROVED
    Since 2026-01-23
  • VT RA
    APPROVED
    Since 2025-11-04
  • MA RA
    APPROVED
    Since 2025-08-06

Branch Locations

Somerville, MA • United States

97 Mt. Auburn Street, Cambridge, MA 02138 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Cambridge MA 03/2014 Present
Tiaa-Cref Individual & Institutional Services, Llc Cambridge MA 06/2025 Present
Previous Registrations
  • 2006-10-05 → 2009-01-30
    Credit Suisse Securities (Usa) Llc
    Boston, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-09-29
  • S66 Uniform Combined State Law Examination
    2006-09-29

View on SEC IAPD

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