Thomas Focht Weissenborn

Current Employers

Employment History

• 09/2013 → 11/2016
  Wells Fargo Advisors, Llc
  Los Angeles, CA
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Los Angeles, CA

Previous Registrations

• 2007-10-18 → 2013-10-22
  Credit Suisse Securities (Usa) Llc
  Los Angeles, CA
• 1997-07-08 → 2007-11-05
  Ubs Financial Services Inc.
  Los Angeles, CA
  Los Angeles, CA

Other Businesses

TRUSTEE FBO NEPHEW (1); INV. RELATED; LOS ANGELES, CA; START DATE 4/2018; 1 HR PER MONTH; 0 HRS DURING TRADING. TRUSTEE FBO NEPHEW (2); INV. RELATED; LOS ANGELES, CA; START DATE 4/2018; 1 HR PER MONTH; 0 HRS DURING TRADING. TRUSTEE FBO NEPHEW (3); INV. RELATED; LOS ANGELES, CA; START DATE 4/2018; 1 HR PER MONTH; 0 HRS DURING TRADING. CO-TRUSTEE FOR FATHER'S TRUST; INV. RELATED; SIMSBURY, CT; START DATE 2/2020; 1 HR PER MONTH; 0 HRS DURING TRADING. CO-TRUSTEE FOR MOTHER'S TRUST, INV RELATED, SIMSBURY, CT, START: 2/26/2020, 1 HR/MONTH, 0 HRS DURING TRADING. CO-TRUSTEE OF TRUST FBO SISTER; INV. RELATED; BOSTON, MA; START DATE 12/20/2012; 1 HR PER MONTH; 0 HRS DURING TRADING. CO-TRUSTEE OF TRUST FBO SISTER; INV. RELATED; BOSTON, MA; START DATE 12/20/2012; 1 HR PER MONTH; 0 HRS DURING TRADING. CO-TRUSTEE FOR FATHER'S REVOCABLE TRUST; INV. RELATED; BOSTON, MA; START DATE 10/30/2020; 1 HR PER MONTH; 0 HRS DURING TRADING. BARON'S SECOND CHANCE FOUNDATION; NOT INV. RELATED; LOS ANGELES,CA; PRESIDENT; START DATE 09/30/2021; NUMBER OF HOURS PER MONTH 3; NUMBER OF HOURS DURING TRADING 0; ATTENDING MEETINGS TO SELECT INVESTMENT MANAGERS AND APPROVE DONATIONS. ARROYO DEL REY FOUNDATION; INV RELATED;PASADENA ,CA; TREASURER; START DATE: 01/01/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-03-21
• S63 Uniform Securities Agent State Law Examination
  1981-04-07

Other Names

• Thomas F Weissenborn