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300 Parkland Plaza, Ann Arbor, MI 48103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2010-03-05 |
Branch Locations
300 Parkland Plaza, Ann Arbor, MI 48103 • United States
41160 Ten Mile Rd, Novi, MI 48375 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sigma Financial Corporation | Ann Arbor | MI | 03/1999 | Present |
| Sigma Planning Corporation | Ann Arbor | MI | 01/2003 | Present |
1. SALE OF VARIOUS INSURANCE PRODUCTS THROUGH VARIOUS INSURANCE COMPANIES. 2. FIB Director - FIB (Fonda, Island, Briggs Lake) Water Board. Report to the FIB Board which is in charge of the water authority directing the operations / rate setting / upkeep of the system and financial oversight. Start date: 1/1/19, approx. 4 hrs/mo, with 30% during mkt hrs. Not investment related, no access to funds. 3. DBA - River Oaks Wealth Advisors LLC, Novi, MI. Name used for securities practice through SIgma Financial Corp. and SPC. Start date: 6/8/26, approx. 40 hrs/mo, all during mkt hrs. INV REL: Y
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1981-02-13 |
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