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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2001-01-01 |
Branch Locations
5500 Frantz Road Suite 151, Dublin, OH 43017 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Equity Services, Inc. | Columbus | OH | 05/1986 | Present |
| Columbus Financial Concepts | Dublin | OH | 05/1985 | Present |
1. Fixed insurance sales, as an Agent, under the name 'Columbus Financial Concepts'; 20% time spent during Conducted at branch; Investment related. 2. Owner of a rental property located in Conway, SC; As of 12/15/19; Less than 1% time spent during regular business hours; Not conducted at branch; Investment related.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1981-04-14 |
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