C. Larry Stephens

Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2020-09-17

GA RA
APPROVED

Since 2020-09-17

Branch Locations

Woodstock, GA • United States

2400 Lakeview Parkway Suite 200, Alpharetta, GA 30009 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Raymond James & Associates, Inc.	Atlanta	GA	05/1995	Present

05/1995 → Present

Raymond James & Associates, Inc.

Atlanta, GA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2020-09-01
S63	Uniform Securities Agent State Law Examination	1981-03-02

S65 Uniform Investment Adviser Law Examination

2020-09-01
S63 Uniform Securities Agent State Law Examination

1981-03-02

Other Names

Larry Stephens
Cornelius Larry Stephens
Cornelius Laramore Stephens