John Edward Petrick

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-10-18
CA	RA	APPROVED	1998-07-20

TX RA
APPROVED_RES

Since 2021-10-18
CA RA
APPROVED

Since 1998-07-20

Branch Locations

San Mateo, CA • United States

400 S. El Camino Real Suite 900, San Mateo, CA 94402 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	San Mateo	CA	05/1998	Present

05/1998 → Present

Ubs Financial Services Inc.

San Mateo, CA

Other Businesses

FLORENCE E HARDWICK TRUST DTD 7/14/93, JOHN E PETRICK TRUSTEE / 4107 EDISON ST SAN MATEO CA 94403 / TRUST / FINANCIAL (CONSUMER & INVESTMENT SERVICES) / TRUST / TRUSTEE / TRUSTEE / START DATE 02/11/2012 / ONE HOUR PER WEEK.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-05-31
S63	Uniform Securities Agent State Law Examination	1981-10-05

S65 Uniform Investment Adviser Law Examination

1996-05-31
S63 Uniform Securities Agent State Law Examination

1981-10-05