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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-10-07 |
| CA | RA | APPROVED | 2009-06-24 |
Branch Locations
5780 Fleet Street, Suite 250, Carlsbad, CA 92008 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Carlsbad | CA | 06/2009 | Present |
1. Rental Property; 351 West I Street Encinitas, CA 92024; Rental property; co owner of the rental property even though My wife Katie takes care of the management of the place; I don;t do anything , my wife does it all. I do own the property with my wife; 01/01/2012; 0hrs/day; Not during securities trading hours; Investment related
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1984-12-05 |
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