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Current Employers
Fountainhead Financial Management, Inc.

301 North Center Street, Northville, MI 48167 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-02-19
MI RA APPROVED 2010-02-26
  • FL RA
    APPROVED
    Since 2021-02-19
  • MI RA
    APPROVED
    Since 2010-02-26

Branch Locations

301 North Center Street, Northville, MI 48167 • United States

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2010-07-02
  • MI RA
    APPROVED
    Since 2010-07-02

Branch Locations

301 N Center Street, Northville, MI 48167 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Linsco/Private Ledger Corp. Northville MI 08/1989 Present
Fountainhead Financial Management, Inc. Northville MI 10/1998 Present
Other Businesses

(1) 10/15/1998 - No Business Name - REGISTERED INVESTMENT ADVISOR DBA - FOUNTAINHEAD FINANCIAL MGMT, INC. - INV REL - At Reported Business Location(s) - 40% OF TIME SPENT (2) 05/22/2003 - RANDOLPH CENTER, LLC. - REAL ESTATE RENTAL - INV REL - At Reported Business Location(s) - OWN/RENT REAL ESTATE (3) 05/22/2003 - ALBION FINANCIAL - REFERRAL - INV REL - At Reported Business Location(s) - A MORTGAGE COMPANY TO WHICH I SOMETIMES REFER CLIENTS. CURRENTLY, NO OWNERSHIP OF ALBION. - 2% OF TIME SPENT (4) 04/13/2006 - No Business Name - NON-VARIABLE INSURANCE - INV REL - At Reported Business Location(s) - OUTSIDE INSURANCE - NO TIME SPENT (5) 08/28/2012 - PROCESS PLACEMENT - Family Business - NOT INV REL - At Reported Business Location(s) - AGRICULTURAL AND FOOD PROCESSIING BYPRODUCT & WASTE RECYCLING. FAMILY VENTURE, I SUPPORT MY SON AND DAUGHTER IN THIS VENTURE. MANAGEMENT AND BUSINESS ADVICE. NO REVENUE SO FAR - MINIMAL ACTIVITY - 2% OF TIME SPENT (6) 02/06/2013 - PROCESS CAPITAL PARTNERS, LLC - Family Business - NOT INV REL - At Reported Business Location(s) - LLC AFFILIATED WITH THE PREVIOUSLY APPROVED PROCESS PLACEMENT, LLC. FAMILY OWNED AGRICULTURAL AND FOOD PROCESS RECYCLING. THIS IS PART OF MY FIDUCIARY ROLE IN THE FAMILY TRUST'S OF OUR DECEASED MOTHER AND FATHER AND INCLUDES MY SIBLINGS NAMED BELOW - 5% OF TIME SPENT (7) 03/12/2013 - FOUNTAINHEAD FINANCIAL MANAGEMENT, INC - REGISTERED INVESTMENT ADVISOR DBA - DBA: FOUNTAINHEAD FINANCIAL MANAGEMENT, INC - INV REL - At Reported Business Location(s) - FINANCIAL PLANNING FOR A FIXED FEE OR HOURLY RATE - 33% OF TIME SPENT (8) 08/30/2013 - Fountainhead Financial Management, Inc - DBA for LPL Business (entity for LPL business) - INV REL - At Reported Business Location(s)

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1981-01-15
  • S63 Uniform Securities Agent State Law Examination
    1981-01-15
Designations

View on SEC IAPD

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