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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2014-11-18
TX RA APPROVED 2014-11-17
  • FL RA
    APPROVED
    Since 2014-11-18
  • TX RA
    APPROVED
    Since 2014-11-17

Branch Locations

3801 Pga Blvd. Suite 1000, Palm Beach Gardens, FL 33410 • United States

Tequesta, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Palm Beach Gardens FL 11/2014 Present
Previous Registrations
Other Businesses

1) S TWOHILL LLC; 9081 Nugent Trail, West Palm Beach, FL 33411; equestrian ownership. owns a horse for my minor daughter; Proprietor/owner; I own the horse and facilitate my daughter in competition; 11/1/2017; Business hours per month: No /// 2) untitled as yet / its not an activity. its a novel / finish the book

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-05-17
S63 Uniform Securities Agent State Law Examination 1981-03-20
  • S65 Uniform Investment Adviser Law Examination
    1995-05-17
  • S63 Uniform Securities Agent State Law Examination
    1981-03-20

View on SEC IAPD

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