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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-11-19 |
| CA | RA | APPROVED | 2007-12-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Linsco/Private Ledger Corp. | Napa | CA | 12/2007 | Present |
1. 12/14/07 - DBA - C&T GROUP, INVESTMENT MANAGEMENT LLC / FIXED INSURANCE, LONG TERM CARE INSURANCE, HEALTH INSURANCE TO COMPLIMENT SECURITIES OFFERINGS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-02-25 |
| S63 | Uniform Securities Agent State Law Examination | 1986-04-18 |
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