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Current Employers
Trust Investment Advisors Wealth Management, Llc

301 Pennsylvania Parkway Suite 301, Indianapolis, IN 46280 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-03-28
IN RA APPROVED 2024-03-25
  • IL RA
    APPROVED
    Since 2024-03-28
  • IN RA
    APPROVED
    Since 2024-03-25

Branch Locations

Libertyville, IL • United States

301 Pennsylvania Parkway Suite 301, Indianapolis, IN 46280 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co. Inc. Chicago IL 07/2010 02/2024
Trust Investment Advisors Wealth Management, Llc Indianapolis IN 02/2024 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-12-21
S63 Uniform Securities Agent State Law Examination 1981-03-06
  • S65 Uniform Investment Adviser Law Examination
    1993-12-21
  • S63 Uniform Securities Agent State Law Examination
    1981-03-06

View on SEC IAPD

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