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301 Pennsylvania Parkway Suite 301, Indianapolis, IN 46280 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-03-28 |
| IN | RA | APPROVED | 2024-03-25 |
Branch Locations
Libertyville, IL • United States
301 Pennsylvania Parkway Suite 301, Indianapolis, IN 46280 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer & Co. Inc. | Chicago | IL | 07/2010 | 02/2024 |
| Trust Investment Advisors Wealth Management, Llc | Indianapolis | IN | 02/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-12-21 |
| S63 | Uniform Securities Agent State Law Examination | 1981-03-06 |
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