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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-11-02
  • CA RA
    APPROVED
    Since 2018-11-02

Branch Locations

Phoenix, AZ • United States

Quality Wealth Management

8620 S. 21St Place, Phoenix, AZ 85042 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2003-08-12
  • CA RA
    APPROVED
    Since 2003-08-12

Branch Locations

8620 S. 21St Place, Phoenix, AZ 85042 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Quality Wealth Management Pleasant Hill CA 08/2003 Present
Signator Investors, Inc. Lafayette CA 05/2016 11/2018
Osaic Wealth, Inc, Lafayette CA 11/2018 Present
Previous Registrations
Other Businesses

1. QUALITY WEALTH POSITION: Owner NATURE: Sole Proprietor INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2002 ADDRESS: 3703 Mt. Diablo Blvd, Lafayette CA 94549, United States DESCRIPTION: Quality Wealth Management is a State of California Registered Investment Advisor. All activity is financial planning for a certain number of clients.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-04-14
  • S63 Uniform Securities Agent State Law Examination
    1986-04-14
Designations

View on SEC IAPD

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