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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2024-10-09
FL RA APPROVED 2020-12-14
CT RA APPROVED 2007-04-04
  • CO RA
    APPROVED
    Since 2024-10-09
  • FL RA
    APPROVED
    Since 2020-12-14
  • CT RA
    APPROVED
    Since 2007-04-04

Branch Locations

Aspen, CO • United States

Greenwich, CT • United States

263 Tresser Blvd Suite 500, Stamford, CT 06901 • United States

Naples, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Fahnestock & Co. Inc. New York NY 01/2003 Present
  • 01/2003 → Present
    Fahnestock & Co. Inc.
    New York, NY
Other Businesses

RENTAL OF 152 WEAVER ST, GREENWICH, CT 06831 JUNE 1-22 TO AUGUST 30-22 NO HOURS DURING TRADING HOURS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-09-27
S63 Uniform Securities Agent State Law Examination 1981-01-23
  • S65 Uniform Investment Adviser Law Examination
    2005-09-27
  • S63 Uniform Securities Agent State Law Examination
    1981-01-23

View on SEC IAPD

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