Leon Sirvaitis

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2024-08-23
NV	RA	APPROVED	2024-08-23

CO RA
APPROVED

Since 2024-08-23
NV RA
APPROVED

Since 2024-08-23

Branch Locations

Colorado Springs, CO • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
J.J.B. Hilliard, W.L. Lyons, Inc	Ann Arbor	MI	06/2000	03/2019
Triad Advisors	Norcross	GA	04/2019	08/2024
Osaic Wealth, Inc.	Colorado Springs	CO	08/2024	Present

06/2000 → 03/2019

J.J.B. Hilliard, W.L. Lyons, Inc

Ann Arbor, MI
04/2019 → 08/2024

Triad Advisors

Norcross, GA
08/2024 → Present

Osaic Wealth, Inc.

Colorado Springs, CO

Previous Registrations

2019-04-11 → 2024-08-23

Triad Advisors Llc

Colorado Springs, CO

Colorado Springs, CO

Atlanta, GA
2009-11-09 → 2019-04-01

J.J.B. Hilliard, W.L. Lyons, Llc

Ann Arbor, MI

Other Businesses

1)Sirvaitis OBrien LLLP;not investment related;3715 Hill Circle;real estate rental;partner family LLLP;2005;5 hrs/month;0 hrs during trading;assist with property 2)Sirvaitis-O'Brien Wealth Management;investment related;3715 Hill Circle,Colorado Springs,CO 80904;general partnership;wealth manager;1/2023;160 hrs/month;130 hrs during trading;wealth manager

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1992-01-20
S63	Uniform Securities Agent State Law Examination	1981-02-11

S65 Uniform Investment Adviser Law Examination

1992-01-20
S63 Uniform Securities Agent State Law Examination

1981-02-11

Other Names

Lee Sirvaitis

View on SEC IAPD