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Michael Monroe Via

Capitol Securities Management, Inc.

Tampa, FL

Glen Allen, VA

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Current Employers
Capitol Securities Management, Inc.

4050 Innslake Drive Suite 250, Glen Allen, VA 23060 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2016-12-19
VA RA APPROVED 2016-12-01
  • FL RA
    APPROVED
    Since 2016-12-19
  • VA RA
    APPROVED
    Since 2016-12-01

Branch Locations

Tampa, FL • United States

4050 Innslake Drive Suite 250, Glen Allen, VA 23060 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Frantzen Capital Management, Inc. Tampa FL 07/2004 06/2017
Capitol Securities Management, Inc Tampa FL 11/2016 Present
Previous Registrations
  • 2008-04-23 → 2017-06-14
    Frantzen Capital Management, Inc.
    Tampa, FL
  • 2004-07-26 → 2011-12-31
    Frantzen Capital Management, Inc.
    Tampa, FL
  • 2007-01-17 → 2007-12-12
    Anderson & Strudwick, Incorporated
    Tampa, FL
    Richmond, VA
    Tampa, FL
  • 1995-11-17 → 2004-07-12
    A&S Capital Advisors, Inc.
    Richmond, VA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-11-10
S63 Uniform Securities Agent State Law Examination 1981-01-21
  • S65 Uniform Investment Adviser Law Examination
    1995-11-10
  • S63 Uniform Securities Agent State Law Examination
    1981-01-21

View on SEC IAPD

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