Frank Helmut Schulz

Current Employers

Rcm Wealth Advisors

318 W Adams St 10Th Floor, Chicago, IL 60606 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2015-02-10

IL RA
APPROVED

Since 2015-02-10

Branch Locations

405 W Superior Ste 606, Chicago, IL 60654 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Rcm Wealth Advisors	Chicago	IL	01/2015	Present

01/2015 → Present

Rcm Wealth Advisors

Chicago, IL

Previous Registrations

2012-06-04 → 2015-01-26

Wells Fargo Clearing Services, Llc

Skokie, IL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-06-02
S63	Uniform Securities Agent State Law Examination	2006-08-11

S66 Uniform Combined State Law Examination

2012-06-02
S63 Uniform Securities Agent State Law Examination

2006-08-11

Other Names

Frank Schulz

View on SEC IAPD

Current Employers

Rcm Wealth Advisors

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews