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Thomas Grant Morton

Rbc Capital Markets, LLC

Stamford, CT

White Plains, NY

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-06-25
TX RA APPROVED_RES 2015-02-05
CT RA APPROVED 2007-10-01
  • NY RA
    APPROVED
    Since 2024-06-25
  • TX RA
    APPROVED_RES
    Since 2015-02-05
  • CT RA
    APPROVED
    Since 2007-10-01

Branch Locations

1 Landmark Square 12Th Floor, Stamford, CT 06901-2502 • United States

White Plains, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Llc Stamford CT 03/2008 Present
City National Bank Stamford CT 09/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-09-27
S63 Uniform Securities Agent State Law Examination 1997-10-08
  • S66 Uniform Combined State Law Examination
    2007-09-27
  • S63 Uniform Securities Agent State Law Examination
    1997-10-08
Other Names
  • Skip Morton
  • Thomas G Morton

View on SEC IAPD

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