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5187 Utica Ridge Rd, Davenport, IA 52807 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2023-05-09 |
| CA | RA | APPROVED | 2010-10-07 |
| IL | RA | APPROVED | 2010-10-06 |
Branch Locations
3250 Lacey Road Suite 130, Downers Grove, IL 60515 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ausdal Financial Partners, Inc. | Davenport | IA | 10/2010 | Present |
1) INSURANCE SALES; APERATURE WEALTH PARTNERS; INVESTMENT RELATED; DOWNERS GROVE, IL; SECURITIES, INSURANCE SALES, INVESTMENT ADVISORY; CEO;ACTIVITY BEGAN 8/2017; I DEVOTE APPX 3 HOURS PER MONTH ALL DURING TRADING HOURS TO THIS ACTIVITY; SALE OF LIFE AND FIXED ANNUITIES. 2) COURTYARD OF CLEAR CREEK HOME OWNERS ASSOCIATION; NOT INVESTMENT RELATED; DELAWARE, OH; PRESIDENT; ACTIVITY BEGAN 05/2025; I DEVOTE APPX 10 PER MONTH TO THIS ACTIVITY WITH 3 OF THOSE HOURS DURING TRADING HOURS; RUN QUARTERLY MEETINGS, REVIEW FINANCIALS, APPROVE HOME ADDITIONS AND ENSURE ASSOCIATION STAYS ON BUDGET.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-01-28 |
| S65 | Uniform Investment Adviser Law Examination | 1994-03-21 |
| S63 | Uniform Securities Agent State Law Examination | 1981-01-06 |
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