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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-04-21 |
| CA | RA | APPROVED | 2023-10-19 |
Branch Locations
Scottsdale, AZ • United States
West Hollywood, CA • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bloodstock Investments | Lexington | KY | 01/1985 | 09/2023 |
| The Murual Life Insurance Company Of New | Lexington | KY | 11/1987 | 10/2023 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 06/2016 | 09/2023 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 06/2016 | 09/2023 |
| Lpl Financial Llc | Huntington Beach | CA | 09/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-12-14 |
| S63 | Uniform Securities Agent State Law Examination | 1984-02-28 |
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