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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-06-05 |
Branch Locations
2555 Townsgate Rd Ste 300, Westlake Village, CA 91361 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Western International Securities, Inc. | Pasadena | CA | 03/2015 | 06/2025 |
| Lpl Financial Llc | Westlake Village | CA | 06/2025 | Present |
1. 06/05/2025-Craig G Johnson/WIS- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 03/28/2016- 10 Hours Per Month 2. 06/05/2025 - Tri-counties Regional Center - Non-Profit Board Member - Board Member - Not Investment Related - Santa Barbara, CA - Start Date 04/01/2021 - 10 hours per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-03-23 |
| S63 | Uniform Securities Agent State Law Examination | 1981-01-08 |
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