Stephen Bernard Lipton

Current Employers

Lipton Financial Corporation

Atlanta, GA • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2003-03-11

GA RA
APPROVED

Since 2003-03-11

Branch Locations

Atlanta, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lipton Financial Corp.	Atlanta	GA	09/1982	Present
Wm. H. Murphy & Co., Inc.	Houston	TX	12/2011	06/2018

09/1982 → Present

Lipton Financial Corp.

Atlanta, GA
12/2011 → 06/2018

Wm. H. Murphy & Co., Inc.

Houston, TX

Other Businesses

LIPTON FINANCIAL CORP., INVESTMENT ADVISER, PRESIDENT AND SOLE PROPRIETOR FROM 1982 TO PRESENT; ATLANTA, GA. LIPTON FINANCIAL CORP. RENDERS REAL ESTATE CONSULTING, TAX CONSULTING, GENERAL FINANCIAL CONSULTING AND INTEREST RATE & HEDGING CONSULTING. DEVOTE APPROXIMATELY 100 HOURS PER MONTH TO LIPTON FINANCIAL CORP.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1981-01-13

S63 Uniform Securities Agent State Law Examination

1981-01-13