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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2025-04-10
MN RA APPROVED 2023-06-29
TX RA APPROVED_RES 2023-06-29
  • WI RA
    APPROVED
    Since 2025-04-10
  • MN RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED_RES
    Since 2023-06-29

Branch Locations

4477 La Vaque Road, Hermantown, MN 55811 • United States

613 1St Ave, Two Harbors, MN 55616 • United States

25 Belknap St, Superior, WI 54880 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Wealth Services, Llc El Segundo CA 01/2013 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
Other Businesses

1. SAVE OUR SHIP, INC., (LEIF ERIKSON RESTORATION PROJECT), NON PAID CHAIR; 2. FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, FIXED INSURANCE, START 1985, 10HRS/WK (TRADING HOURS), INSURANCE AGENT - SELLS LIFE AND ANNUITIES; 3. INDEPENDENT CONTRACTOR AT PARK STATE BANK AS REGISTERED REPRESENTATIVE; 4. NAME OF OTHER BUSINESS: CENTRICITY CREDIT UNION ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: CREDIT UNION ; POSITION/TITLE/RELATIONSHIP: REGISTERED REPRESENTATIVE ; START DATE: 04/2019 ; APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: REGISTERED REPRESENTATIVE ACTIVITIES ; 5. NAME OF OTHER BUSINESS: MIDWEST COMMUNICATIONS KDAL RADIO; INVESTMENT RELATED: NO; ADDRESS: 904 GRAND AVE, WAUSAU, WI, 54403; NATURE OF BUSINESS: TALK RADIO SHOW; START DATE: 02/2022; POSITION/TITLE/RELATIONSHIP: RADIO SHOW HOST; APX NUMBER OF HOURS PER WEEK: 3; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: TALK RADIO SHOW CO-HOST, DISCUSS CURRENT EVENTS AND POLITICS; 6. DAVID WISTED ZENITH CITY AMERICAN LEGION POST 28, NOT INVESTMENT RELATED, 4010 GRAND AVE., DULUTH, MN 55807, VETERANS ORGANIZATION, START 02/04/2014, 0HRS/WK (NON-TRADING HOURS), POST HISTORIAN ON EXECUTIVE COMMITTEE; 7. SONS OF NORWAY FRATERNAL INSURANCE COMPANY, INVESTMENT RELATED, 1455 WEST LAKE STREET, MINNEAPOLIS, MN 55408, LIFE INSURANCE & FIXED ANNUITIES, START 08/06/2014, 5HRS/WK (TRADING HOURS), INSURANCE AGENT - MEET WITH LODGE MEMBERS & EXPLAIN INSURANCE PRODUCTS; 8. SONS OF NORWAY NORTUN LODGE, NOT INVESTMENT RELATED, 21A N. LAKE AVE., DULUTH, MN 55802, SONS OF NORWAY FRATERNAL LODGE, START 01/02/2015, 1HR/WK (NON-TRADING HOURS), BOARD OF TRUSTEES; 9. NAME OF OTHER BUSINESS: VETERANS UNITED FOR FREEDOM; INVESTMENT RELATED: NO; ADDRESS: P O BOX 7281 DALUTH MN 55807; NATURE OF BUSINESS: VETERAN SUPPORT; START DATE: 9/2020; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: ATTEND MONTHLY MEETINGS, SUPPORTS VETERANS AND FIRST RESPONDERS;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1981-01-19
  • S63 Uniform Securities Agent State Law Examination
    1981-01-19

View on SEC IAPD

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