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Plano, TX • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-01-15 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Alpha Alternative Investments | Plano | TX | 10/2010 | Present |
| Rotella Capital Management | Bellevue | WA | 06/2015 | 08/2017 |
| Schultze Asset Management Lp | Westchester | NY | 09/2017 | 08/2018 |
| Rotella Capital Management, Inc. | Bellevue | WA | 08/2018 | Present |
I HAVE 3 BUSINESS AFFILIATIONS: (1) I AM EMPLOYED BY ROTELLA CAPITAL MANAGEMENT. IS INVESTMENT RELATED AS A MANAGED FUTURES TRADER. ADDRESS, 800 BELLEVUE WAY NE, SUITE 200, BELLEVUE, WA 98004, (425) 213-5700. I AM MANAGING DIRECTOR, GLOBAL HEAD OF STRATEGIC BUSINESS DEVELOPMENT. STARTED 6/2015. I AM EMPLOYED FULL-TIME, PLUS 40 HOURS A WEEK. (2) ALPHA ALTERNATIVE INVESTMENTS, LLC. NON-INVESTMENT RELATED BUSINESS IN CONSULTING FOR POTENTIAL MARKETING ACTIVITIES. ADDRESS ALPHA ALTERNATIVE INVESTMENTS, LLC 5409 GRASMERE DRIVE, PLANO, TEXAS 75093 (972) 248-7321. PRESIDENT AND CEO. APPROXIMATELY 1 HOUR DURING A DAY DURING TRADING HOURS. ALPHA ALTERNATIVE INVESTMENTS LLC IS INVOLVED IN EVALUATING MARKETING OPPORTUNITIES FOR FIRMS. NO SOLICITATION OR MARKETING OF INVESTMENT OPPORTUNITY OCCURS. 3) OCCASIONALLY, I MAY PROVIDE REFERRALS TO BLUE RIVER PARTNERS LLC. ONLY INVESTMENT ADVISERS WHO EXPRESS INTEREST IN BLUE RIVER'S SERVICES OF BACK OFFICE SOLUTIONS ARE REFERRED.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2011-04-18 |
| S65 | Uniform Investment Adviser Law Examination | 2008-05-07 |
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