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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-08-07
FL RA APPROVED 2018-08-15
WA RA APPROVED 2014-11-07
  • TX RA
    APPROVED_RES
    Since 2025-08-07
  • FL RA
    APPROVED
    Since 2018-08-15
  • WA RA
    APPROVED
    Since 2014-11-07

Branch Locations

777 108Th Ave Ne #1600, Bellevue, WA 98004 • United States

Lopez Island, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird & Co. Incorporated Bellevue WA 11/2014 Present
Previous Registrations
  • 2003-03-28 → 2014-11-07
    Mcadams Wright Ragen, Inc.
    Bellevue, WA
    Bellevue, WA
  • 2000-08-23 → 2003-03-18
    Bellevue, WA
Other Businesses

Name and Address: View to the West 2 46 Weeks Point Way Lopez Island, WA 98261 Nature of Entity: Rental Property Responsibilities in this role: Owner Hours Devoted: a few hours a month

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-13
S63 Uniform Securities Agent State Law Examination 1986-03-03
  • S65 Uniform Investment Adviser Law Examination
    1999-12-13
  • S63 Uniform Securities Agent State Law Examination
    1986-03-03

View on SEC IAPD

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