Best Investors Account Sign in

James R Young

Hightower Advisors, LLC

Chicago, IL

Colorado Springs, CO

Claim This Profile
Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2017-04-21
  • CO RA
    APPROVED
    Since 2017-04-21

Branch Locations

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

102 S Tejon Street Suite 500, Colorado Springs, CO 80902 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 Colorado Springs CO 03/2008 04/2017
Bank Of America, Na Colorado Springs CO 01/2010 04/2017
Hightower Securities, Llc Colorado Springs CO 04/2017 Present
Hightower Advisors, Llc Colorado Springs CO 04/2017 Present
  • 03/2008 → 04/2017
    Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691
    Colorado Springs, CO
  • 01/2010 → 04/2017
    Bank Of America, Na
    Colorado Springs, CO
  • 04/2017 → Present
    Hightower Securities, Llc
    Colorado Springs, CO
  • 04/2017 → Present
    Hightower Advisors, Llc
    Colorado Springs, CO
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-12-07
S63 Uniform Securities Agent State Law Examination 1980-12-04
  • S65 Uniform Investment Adviser Law Examination
    1998-12-07
  • S63 Uniform Securities Agent State Law Examination
    1980-12-04
Other Names
  • James Richard Young
  • James Richard Young
  • James R Young
  • Jim Young

View on SEC IAPD

Other Firms

BROWNSON, REHMUS & FOXWORTH, INC.
PFINGSTEN PARTNERS, L.L.C.
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
GUGGENHEIM INVESTMENTS
PEKIN HARDY STRAUSS, INC.
SPIDERROCK ADVISORS, LLC
PROSPECT PARTNERS ADVISORS LLC
DOYENNE WEALTH ADVISORS

Other Investors

James Michael Franch
HAROLD NELSON LEAVELL
CARLYLE KELLY MADDEN
PHILIP JOHN RIDOLPHI
SUSAN MARY SHACKLETTE
KRISTI LYNN MILLS
NATHANIEL MITCHELL COLEMAN
KEITH MATTHEW CARDOZA

Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

More in Chicago, IL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor