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Current Employers
American Investors Company

12667 Alcosta Blvd., Suite 160, San Ramon, CA 94583 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 1998-03-30
  • CA RA
    APPROVED
    Since 1998-03-30

Branch Locations

Santa Rosa, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fred Joosse Santa Rosa CA 05/1974 Present
American Investors Company San Ramon CA 12/1993 Present
American Investors Company San Ramon CA 03/1998 Present
Other Businesses

FRED JOOSSE, SOLE PROPRIETOR, 1818 MANOR DRIVE, SANTA ROSA, CA 95403. START DATE 05/1974; INDEPENDENT INSURANCE AGENT; NOT INVESTMENT RELATED; APPROX. 20-30 HOURS/MONTH, APPROX. 1-2 HOURS DURING TRADING. SELL HEALTH, LIFE AND DISABILITY INSURANCE.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-04-04
  • S63 Uniform Securities Agent State Law Examination
    1996-04-04

View on SEC IAPD

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