John William Lauer

Current Employers

Jwl & Associates, Inc.

Hot Springs Village, AR • United States

Current Registrations

Authority	Category	Status	Date
AR	RA	APPROVED	2021-10-19

AR RA
APPROVED

Since 2021-10-19

Branch Locations

Hot Springs Village, AR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Hot Springs Financial Svc	Hot Springs Village	AR	07/2003	Present
Jwl & Associates, Inc.	Hot Springs Village	AR	05/2021	Present

07/2003 → Present

Hot Springs Financial Svc

Hot Springs Village, AR
05/2021 → Present

Jwl & Associates, Inc.

Hot Springs Village, AR

Previous Registrations

2013-12-02 → 2021-06-21

Hot Springs Asset Management, Inc.

Hot Springs Village, AR

Other Businesses

HOT SPRINGS FINANCIAL SERVICES, NON-INVESTMENT RELATED, FINANCIAL SERVICES, FINANCIAL PLANNER, 7/03, CURRENT HOT SPRINGS FINANCIAL SERVICES, NON INVESTMENT RELATED, SUB ACCOUNTING GROUP, 60 HRS.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1985-05-21

S63 Uniform Securities Agent State Law Examination

1985-05-21

Designations

Other Names

John William Lauer

View on SEC IAPD