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303 E. Wacker Drive Ste 500, Chicago, IL 60601 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2016-02-26 |
Branch Locations
303 E. Wacker Drive Ste 500, Chicago, IL 60601 • United States
Bloomington, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bankers Life & Casualty, Inc | Chicago | IL | 03/2011 | 10/2017 |
| Bankers Life Securities, Inc | Bloomington | IL | 07/2015 | 10/2017 |
| Bankers Life & Casualty, Inc | Peoria | IL | 10/2017 | 08/2023 |
| Bankers Life Securities | Peoria | IL | 10/2017 | 08/2023 |
| Bankers Life Advisory Services | Peoria | IL | 10/2017 | 08/2023 |
| Bankers Life Securities | Bloomington | IL | 08/2023 | Present |
| Bankers Life Advisory Services | Bloomington | IL | 08/2023 | Present |
FINRA POSITION: FINRA Arbitrator NATURE: Arbitration proceedings between securities firms and clients INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/28/2023 ADDRESS: 6th Floor, 1735 K Street, Washington DC DC 20006, United States DESCRIPTION: Bachelors Degree at entry level. FINRA Training - 6 hours
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-02-25 |
| S65 | Uniform Investment Adviser Law Examination | 2006-03-27 |
| S63 | Uniform Securities Agent State Law Examination | 2005-10-24 |
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