Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-11-17
MI RA APPROVED 2010-09-17
TX RA APPROVED_RES 2000-05-03
  • FL RA
    APPROVED
    Since 2020-11-17
  • MI RA
    APPROVED
    Since 2010-09-17
  • TX RA
    APPROVED_RES
    Since 2000-05-03

Branch Locations

Macatawa, MI • United States

250 Monroe Ave Nw, Grand Rapids, MI 49503 • United States

Vero Beach, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Pierce Fenner & Smith Grand Rapids MI 08/1980 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Grand Rapids MI 08/1980 Present
Bank Of America.NA Grand Rapids MI 12/2009 Present
Other Businesses

I*4153267, Entity Type: , Name of OBA: S S E TTEE U/A DTD 08/14/2007 BY S S E, Address: Vero Beach, Florida, 32963, Investment Related: N, Position, Title, Association: Co-Trustee, Employee Start Date: 03/25/2026, No Hours: 1 Weekly, No Hours during Trading: 1 Weekly, Duties:

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-05-14
S63 Uniform Securities Agent State Law Examination 1980-12-03
  • S65 Uniform Investment Adviser Law Examination
    1993-05-14
  • S63 Uniform Securities Agent State Law Examination
    1980-12-03

View on SEC IAPD

More in Macatawa, MI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor