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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2020-11-17 |
| MI | RA | APPROVED | 2010-09-17 |
| TX | RA | APPROVED_RES | 2000-05-03 |
Branch Locations
250 Monroe Ave Nw, Grand Rapids, MI 49503 • United States
Vero Beach, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch Pierce Fenner & Smith | Grand Rapids | MI | 08/1980 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Grand Rapids | MI | 08/1980 | Present |
| Bank Of America.NA | Grand Rapids | MI | 12/2009 | Present |
I*4153267, Entity Type: , Name of OBA: S S E TTEE U/A DTD 08/14/2007 BY S S E, Address: Vero Beach, Florida, 32963, Investment Related: N, Position, Title, Association: Co-Trustee, Employee Start Date: 03/25/2026, No Hours: 1 Weekly, No Hours during Trading: 1 Weekly, Duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-05-14 |
| S63 | Uniform Securities Agent State Law Examination | 1980-12-03 |
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