Michael Cary Sanfield

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2024-01-23
MI	RA	APPROVED	2010-09-17
TX	RA	APPROVED_RES	1983-08-23

FL RA
APPROVED

Since 2024-01-23
MI RA
APPROVED

Since 2010-09-17
TX RA
APPROVED_RES

Since 1983-08-23

Branch Locations

Bloomfield Hills, MI • United States

Boca Raton, FL • United States

39001 W 12 Mile Rd, Farmington Hills, MI 48331 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Farmington Hills	MI	08/1980	Present
Bank Of America,Na	Farmington Hills	MI	09/2009	Present

08/1980 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Farmington Hills, MI
09/2009 → Present

Bank Of America,Na

Farmington Hills, MI

Other Businesses

I*3786270, Entity Type: , Name of OBA: D O S Trust, Address: Bloomfield Hills , Michigan, 48302, Investment Related: N, Position, Title, Association: Trustee, Employee Start Date: 02/17/2026, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties:

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-09-12
S63	Uniform Securities Agent State Law Examination	1980-11-13

S65 Uniform Investment Adviser Law Examination

1994-09-12
S63 Uniform Securities Agent State Law Examination

1980-11-13