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David J Littlefield

Littlefield Asset Management, Inc.

Atlanta, GA

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Current Employers
Littlefield Asset Management, Inc.

Atlanta, GA • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED_RES 2013-12-20
  • GA RA
    APPROVED_RES
    Since 2013-12-20

Branch Locations

Atlanta, GA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Littlefield Asset Management, Inc. Atlanta GA 04/1985 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-11-18
  • S65 Uniform Investment Adviser Law Examination
    2013-11-18

View on SEC IAPD

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