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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-03-21
TX RA APPROVED 2024-03-21
  • CA RA
    APPROVED
    Since 2024-03-21
  • TX RA
    APPROVED
    Since 2024-03-21

Branch Locations

30 Ryan Court Ste 260, Monterey, CA 93940 • United States

Belville Financial Advisors

30 Ryan Court Suite 260, Monterey, CA 93940 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 1995-01-01
  • CA RA
    APPROVED
    Since 1995-01-01

Branch Locations

19 Upper Ragsdale Dr. Suite 100, Monterey, CA 93940 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Belville Financial Advisors Monterey CA 01/1985 Present
Cetera Advisors Llc Denver CO 01/2013 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
Previous Registrations
  • 2009-07-13 → 2012-02-02
    Pacific West Financial Consultants Inc
    Renton, WA
  • 2006-12-11 → 2009-07-13
    Partnervest Advisory Services Llc
    Monterey, CA
    Santa Barbara, CA
  • 1995-01-12 → 2006-12-11
    Associated Planners Investment Advisory Inc
    Monterey, CA
Other Businesses

1. BELVILLE FINANCIAL ADVISORS, RIA CRD #136290, 30 RYAN COURT, SUITE 260, MONTEREY, CA 93940. 2. INSURANCE, BELVILLE FINANCIAL ADVISORS, DBA, 30 RYAN COURT, SUITE 260, MONTEREY, CA 93940 3. EXECUTIVE DIRECTOR OF SAUVER RANCH, 454 CORRAL DE TIERRA, SALINAS, CA 93908. A SANCTUARY FOR ABUSED ANIMALS SINCE 8/1999. NOT INVESTMENT RELATED.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1991-08-16
S63 Uniform Securities Agent State Law Examination 1982-03-12
  • S65 Uniform Investment Adviser Law Examination
    1991-08-16
  • S63 Uniform Securities Agent State Law Examination
    1982-03-12
Designations
Other Names
  • Dorothy Fry
  • Dorothy M Belville
  • Dorothy Marguerit Fry

View on SEC IAPD

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