Mary Alice Henry

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
AR	RA	APPROVED	2008-03-07

AR RA
APPROVED

Since 2008-03-07

Branch Locations

Little Rock, AR • United States

10 Corporate Hill Dr, Ste 250, Little Rock, AR 72205 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	Little Rock	AR	03/2008	Present

03/2008 → Present

Lpl Financial, Llc

Little Rock, AR

Previous Registrations

2007-01-29 → 2008-02-06

Edward Jones

Little Rock, AR
1994-06-23 → 2002-06-20

Prudential Equity Group, Llc

Little Rock, AR

Other Businesses

1. 03/07/2008 - PATHWAY FINANCIAL MANAGEMENT - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business).

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-06-13
S63	Uniform Securities Agent State Law Examination	1981-01-12

S65 Uniform Investment Adviser Law Examination

1994-06-13
S63 Uniform Securities Agent State Law Examination

1981-01-12

Other Names

Mary Alice Hoff
Mary Alice Hamilton

View on SEC IAPD