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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2006-12-13
OK RA APPROVED 2006-11-21
  • TX RA
    APPROVED_RES
    Since 2006-12-13
  • OK RA
    APPROVED
    Since 2006-11-21

Branch Locations

6120 South Yale Avenue Suite 1800, Tulsa, OK 74136 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Tulsa OK 11/2006 Present
Previous Registrations
  • 1992-01-02 → 2006-11-20
    Morgan Stanley Dw Inc.
    Tulsa, OK
    Tulsa, OK
Other Businesses

Southern Hills Country Club; Country Club; golf, tennis, dining, etc.; Member of Board of directors; Will review club policies during board meetings; Tulsa, OK; Start date: 1/28/2016

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-05-03
S63 Uniform Securities Agent State Law Examination 1980-11-08
  • S65 Uniform Investment Adviser Law Examination
    1997-05-03
  • S63 Uniform Securities Agent State Law Examination
    1980-11-08
Other Names
  • John Bryan Johnson
  • John Bryan Johnson

View on SEC IAPD

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