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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2006-12-13 |
| OK | RA | APPROVED | 2006-11-21 |
Branch Locations
6120 South Yale Avenue Suite 1800, Tulsa, OK 74136 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Tulsa | OK | 11/2006 | Present |
Southern Hills Country Club; Country Club; golf, tennis, dining, etc.; Member of Board of directors; Will review club policies during board meetings; Tulsa, OK; Start date: 1/28/2016
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-05-03 |
| S63 | Uniform Securities Agent State Law Examination | 1980-11-08 |
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