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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-07-15 |
| WA | RA | APPROVED | 2007-08-14 |
Branch Locations
225 108Th Avenue Ne Suite 800, Bellevue, WA 98004 • United States
Kirkland, WA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Seattle | WA | 07/2007 | Present |
1) Name of Business- Nana's Camp LLC. / Address- Kirkland, Washington 98033 / Investment Related- YES 50% / Nature- The purpose of the entity is to hold a cabin. / Role- Partner / Duty- Occasional yard work, winterizing cabin, managing account deposits/withdrawals and any capital improvements. / Start Date- 12/31/2023 / Time Required- NO /// 2) Personal Property; Worley, Idaho; Farmland and timber; Agriculture & Livestock; Grain and timber production.; Partner; Oversee land management; Start date: 3/31/2023
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-08-13 |
| S63 | Uniform Securities Agent State Law Examination | 2006-10-06 |
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