Alan Merkle Breedlove

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2014-02-11
PA	RA	APPROVED	2009-06-01

TX RA
APPROVED_RES

Since 2014-02-11
PA RA
APPROVED

Since 2009-06-01

Branch Locations

One Ppg Place Suite1300, Pittsburgh, PA 15222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Pittsburgh	PA	06/2009	Present
Morgan Stanley Private Bank, N.A.	New York	NY	01/2015	Present

06/2009 → Present

Morgan Stanley Smith Barney Llc

Pittsburgh, PA
01/2015 → Present

Morgan Stanley Private Bank, N.A.

New York, NY

Previous Registrations

2008-09-15 → 2009-06-01

Citigroup Global Markets Inc.

Pittsburgh, PA
2007-02-08 → 2008-09-29

Ubs Financial Services Inc.

Pittsburgh, PA

Pittsburgh, PA

Other Businesses

1. Breedlove-WY, LLC; Investment related; Wilson, WY; Rental Property; Sole Proprietor / Owner / Partner (proprietor, partner, officer, director, employee, trustee, agent); Dec 2015; During business hours: 0; After business hours: 1; distribution to pay taxes 2. Breedlove Fairways, LLC ; Investment Related ; WY ; Sole Proprietor / Owner / Partner ; Jul 2018 ; During business hours: 0 ; After business hours: 0 ; Passive investor. 3. The Breedlove WPW, LLC ; Investment Related ; Fl ; Sole Proprietor / Owner / Partner ; Jul 2018 ; During business hours: 0 ; After business hours: 0 ; Passive investor.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1992-01-22
S63	Uniform Securities Agent State Law Examination	1980-11-14

S65 Uniform Investment Adviser Law Examination

1992-01-22
S63 Uniform Securities Agent State Law Examination

1980-11-14

View on SEC IAPD