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8540 Colonnade Center Drive, Raleigh, NC 27615 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2025-07-17 |
Branch Locations
53 State Street 28Th Floor, Boston, MA 02109 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2025-07-17 |
Branch Locations
8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2024-07-31 |
Branch Locations
Monroeville, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Arvest Wealth Management | Jacksonville | AR | 03/2015 | 07/2024 |
| First Citizens Investor Services | Raleigh | NC | 07/2024 | Present |
| First Citizens Bank | Raleigh | NC | 07/2024 | Present |
| Svb Wealth, Llc. | Boston | MA | 03/2025 | Present |
| First Citizens Asset Management, Inc. | Raleigh | NC | 03/2025 | Present |
SVB WEALTH, LLC. POSITION: Employee NATURE: Registered Investment Advisor INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 03/24/2025 ADDRESS: 53 State St., 28th Floor, Boston MA 02109, United States DESCRIPTION: SVB Wealth LLC is a wholly owned subsidiary of First Citizens Bank & Trust and an affiliate of First Citizens Investor Services and First Citizens Asset Management. FIRST CITIZENS ASSET MANAGEMENT, INC. POSITION: Employee NATURE: RIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 03/24/2025 ADDRESS: 8540 Colonnade Center Dr., Raleigh NC 27615, United States DESCRIPTION: Providing compliance support to FCAM (an affiliate to FCIS and SVBW, LLC) - to include responsibilities related to the maintenance and enforcement of compliance policies and procedures.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-02-19 |
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