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Current Employers
First Citizens Asset Management, Inc

8540 Colonnade Center Drive, Raleigh, NC 27615 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2025-07-17
  • AR RA
    APPROVED
    Since 2025-07-17

Branch Locations

Maumelle, AR • United States

Svb Wealth

53 State Street 28Th Floor, Boston, MA 02109 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2025-07-17
  • AR RA
    APPROVED
    Since 2025-07-17

Branch Locations

Maumelle, AR • United States

First Citizens Investor Services, Inc.

8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2024-07-31
  • AR RA
    APPROVED
    Since 2024-07-31

Branch Locations

Maumelle, AR • United States

Monroeville, PA • United States

Maumelle, AR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Arvest Wealth Management Jacksonville AR 03/2015 07/2024
First Citizens Investor Services Raleigh NC 07/2024 Present
First Citizens Bank Raleigh NC 07/2024 Present
Svb Wealth, Llc. Boston MA 03/2025 Present
First Citizens Asset Management, Inc. Raleigh NC 03/2025 Present
Previous Registrations
Other Businesses

SVB WEALTH, LLC. POSITION: Employee NATURE: Registered Investment Advisor INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 03/24/2025 ADDRESS: 53 State St., 28th Floor, Boston MA 02109, United States DESCRIPTION: SVB Wealth LLC is a wholly owned subsidiary of First Citizens Bank & Trust and an affiliate of First Citizens Investor Services and First Citizens Asset Management. FIRST CITIZENS ASSET MANAGEMENT, INC. POSITION: Employee NATURE: RIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 03/24/2025 ADDRESS: 8540 Colonnade Center Dr., Raleigh NC 27615, United States DESCRIPTION: Providing compliance support to FCAM (an affiliate to FCIS and SVBW, LLC) - to include responsibilities related to the maintenance and enforcement of compliance policies and procedures.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-02-19
  • S66 Uniform Combined State Law Examination
    2013-02-19

View on SEC IAPD

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